Regulatory information

Alcentra Limited

Alcentra Limited is incorporated in England.
Alcentra Limited is authorised and regulated by the Financial Conduct Authority.
Alcentra Limited is registered as an investment adviser with the Securities and Exchange Commission.

160 Queen Victoria Street
London EC4V 4LA
Registration number 2958399
Incorporated in England and Wales

Pillar 3 Disclosure as at 31st December 2016

Pillar 3 Disclosure as at 31st December 2015

UK Stewardship Code

This statement is issued by Alcentra Limited (“Alcentra”), a company incorporated under the laws of England and Wales, which is authorised and regulated by the Financial Conduct Authority (“FCA”) in the United Kingdom.

Alcentra is an asset management business focussed on sub-investment grade debt capital markets in Europe. Therefore the firm does not trade any equity securities that are listed on the London Stock Exchange or any other listed exchanges in Europe. Alcentra Limited complies with particular principles of the code but does not comply with the overall code. The firm endorses the provisions of the Stewardship Code but deems them not to be applicable due to the investment strategy pursued by the firm.

Alcentra NY, LLC

Alcentra NY, LLC is incorporated in Delaware, USA
Alcentra NY, LLC is registered as an investment adviser with the Securities and Exchange Commission

Alcentra NY, LLC
200 Park Avenue
7th Floor
New York, NY 10166

Alcentra High Yield

BNY Mellon Center
201 Washington Street
34th Floor
Boston, MA 02108

A division of Alcentra NY, LLC

Awards

  • Barron’s
  • Credit Flux 2015
  • Deal of the Year 2014
  • Direct Lender of the Year 2014
  • Euroweek 2014
  • Credit Flux 2014
  • HFM 2013
  • Euroweek 2012
  • Creditflux 2012
BNY Mellon